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Swab Financial v. E*Trade Securities

By Colorado Supreme Court

Release : 2007-05-17

Genre : Law, Books, Professional & Technical

Kind : ebook

(0 ratings)
Defendant, E*Trade Securities, LLC, appeals from an order vacating an arbitration award against plaintiff, SWAB Financial, LLC. The trial court found plaintiffs rights were substantially prejudiced by the National Association of Securities Dealers arbitrators failure to postpone the arbitration hearing upon sufficient cause being shown. We conclude the arbitrators did not abuse their discretion in refusing to continue the arbitration hearing. Accordingly, we reverse the order vacating the arbitration award.

Swab Financial v. E*Trade Securities

By Colorado Supreme Court

Release : 2007-05-17

Genre : Law, Books, Professional & Technical

Kind : ebook

(0 ratings)
Defendant, E*Trade Securities, LLC, appeals from an order vacating an arbitration award against plaintiff, SWAB Financial, LLC. The trial court found plaintiffs rights were substantially prejudiced by the National Association of Securities Dealers arbitrators failure to postpone the arbitration hearing upon sufficient cause being shown. We conclude the arbitrators did not abuse their discretion in refusing to continue the arbitration hearing. Accordingly, we reverse the order vacating the arbitration award.

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